Framework Of Sebi Lodr 2015

REGULATORY FRAMEWORK

S.No.   Chapter and        Particulars

            Schedule No.

            under LODR

            Regulations,

            2015               

1.   Chapter I             Preliminary (Definitions)

2.   Chapter II            Principles Governing Disclosures and Obligations of Listed Entity

3.   Chapter III          Common Obligations of Listed Entities

4.   Chapter IV          Obligations of Listed Entity which has Listed its Specified Securities

5.   Chapter V           Obligations of Listed Entity which has Listed its Non-Convertible Debt Securities                                   or Non-Convertible Redeemable Preference Shares or Both

6.    Chapter VI         Obligations of Listed Entity which has Listed Its Specified Securities and either                                      Non- Convertible Debt Securities or Non-Convertble Redeemable Preference                                          Shares or Both

7.    Chapter VII        Obligations of Listed Entity which has Listed its Indian Depository Receipts

8. Chapter VIII          Obligations of Listed Entity which has Listed its Securitised Debt Instruments

9. Chapter VIII A      Obligations of Listed Entity which has Listed its Security Receipts

10. Chapter IX          Obligations of Listed Entity which has Listed its Mutual Fund Units

11. Chapter X            Duties and Obligations of the Recognised Stock Exchange(s)

12. Chapter XI            Procedure for Action in Case of Default

13. Chapter XII          Miscellaneous

14. Schedule I           Terms of Securities

15. Schedule II          Corporate Governance

       Part A -               Minimum Information to be Placed Before Board of Directors

       Part B –              Compliance Certificate

       Part C -               Role of the Audit Committee and Review of Information by Audit Committee

       Part D -               Role of Committees (other than Audit Committee)

       Part E –               Discretionary Requirements

16. Schedule III Part A - Disclosures of Events or Information: Specified Securities

       Part B -              Disclosure of Information having Bearing on Performance/Operation of

                                 Listed Entity and/or Price Sensitive Information: Non-Convertible Debt                                                 Securities & Non-Convertible Redeemable Preference Shares

       Part C -              Disclosures of Material Events or Information: Indian Depository Receipts

       Part D -              Disclosure of Information having Bearing on Performance/ Operation of

                                  Listed Entity and/or Price Sensitive Information: Securitised Debt Instrument

       Part E -              Disclosure of Events or Information to Stock Exchanges: Security Receipts

17. Schedule IV 

       Part A:                Disclosures in Financial Results

       Part B:                Prepartion and Disclsoures in Financial Results of Listed Entity which has

                                  Listed its Indian Depository Receipts

18. Schedule V          Annual Report

19. Schedule VI         Manner of Dealing With Unclaimed Shares

20. Schedule VII        Transfer of Securities

21. Schedule IX         Amendments to other Regulations

22. Schedule X           List of SEBI Circulars which stand Rescinded

23. Schedule XI          Fee in respect of draft Scheme of Arrangement